Amber L. Carrick

Amber L. Carrick

Senior Vice President, Operations and Compliance

Phone: 610-530-2112 ext. 240
Fax: 610-336-0974

Amber joined Keystone Financial Management in 2001 as the firm Receptionist shortly after attending Kutztown University.  Within one year as a member of the Keystone Financial Management family, Amber transitioned into the role of Recruiting and Licensing Coordinator.  For six years she assisted with firm growth and development.

In 2008 Amber took on the role as the Compliance Coordinator and after several years of dedicated training with the home office, firm management and supervision delegates she has attained the title which she has today of Senior Vice President, Operations and Compliance.  Since late 2010, Amber has managed the firm’s Administrative Support Staff, daily operations of the firm, as well as new hire training and development.

Amber currently holds her Pennsylvania Life, Accident, Health and Annuity License. Additionally she has completed the following examinations: Series 24 General Securities Principal Examination, Series 7 General Securities Representative Examination, Series 65 Uniform Investment Adviser Law Examination, Series 63 Uniform Securities Agent State Law Examination and her Series 51 Municpal Fund Securities Limited Principal.